Invitation to Dance
A Conversation with Heinz von Foerster
Meeting with Heinz von Foerster last month at his home
nestled in the Santa Cruz Mountains, it was my hope that he discuss some
of the premisses that have underwritten not just his professional life
as a cybernetician, but his personal life extending from youth in Vienna
to a variety of entrepreneurial adventures in this country. Seated with
the 88-year-old physicist - his frail body somehow persistent, eyes flashing
with intellectual vigor - what emerged was a clear commitment to a set
of guiding principles. Famed as a robust raconteur, von Foerster explicated
his dedication to the path that has led him, with characteristic dignity,
to these penultimate days he enjoys at Rattlesnake Hill in coastal California.
Q: Do you think that in the end, from where you are right
now, that you've been an inventor or a discoverer?
A: Always an inventor. A discovery means, you see, this
is to uncover, to take a blanket away. Discover means you undo a cover
from a thing which is already there. Take a cover off. The inventor
is doing something which is new, which is not already there.
And my position is, we create all the time, when we're sitting down
and talking with each other. It's always something absolutely new, which
was never there before.
The discoverer position, which people are very fond to maintain, is
in a sense being not responsible for that which you are talking
about. Because if you are only taking a cover away from something which
is already there, then you are only telling how it is. With this, you avoid
all the responsibility. This was brought home to me at a class I had
at Stanford University Journalism School. There was a banner that said
"Tell it Like It is"-so I walk into that class and tell them, "my God gentlemen,
do you want to get rid of the responsibility of being a writer by telling
it like it is?" Nobody knows how it is. It is how
you tell it.
That is very important. Because now you see you create the reality which
all the people take as it is.
It is as you tell it. This point is so important yet most people
don't recognize it.
Q: Do you feel that you've helped to create reality by
doing the cybernetics you've engaged in?
A: I have no idea whether I have. I'm just saying what
I hope somebody will listen to.
Q: Who is doing the real inventing today?
A: Everybody is, only they want not to recognize that.
Everybody who opens his mouth says something, invents something that has
never been said before - because we are not machines. You say a new thing,
even if it's simply a question that is clumsy, or as silly or as funny
as you wish. There are no stupid questions-there are only stupid answers.
Ja?
Q: Why do we not want to accept responsibility?
A: Because the most horrible thing is to be responsible
for something. We have invented every trick to avoid responsibility. One
way is to invent a hierarchy if you're an institutional organization. In
a hierarchy everybody can say, `I didn't want to do it, I was told to do
it.' That gets rid of responsibility.
Or there are the famous statements from politicians-"I had no choice.;"
And the moment somebody says that, they are really saying `I refuse the
responsibility for what I'm doing.' They always have all the choices, Ja?
Q: So it's hard to accept responsibility.
A: Yes-that's why we invent things like hierarchy - and
objectivity. Objectivity is one of the great tricks to get rid of responsibility.
You know what objectivity is all about-it says that the properties of
the observer shall not enter a description of his observation. Now if that's
so, what remains? No description, no observation. Because these are all
properties of the observer.
Q: Don't you think that language, however, traps us into
a subject-object orientation?
A: Oh yes, it does that all the time.
Q: How then can we make sense, speak meaningfully to each
other, and yet still avoid reference to objectivity? Don't we almost have
to reinvent language?
A: No. We can use language as a dance. Language for me
is an invitation to dance. When we are dancing we are using language to
suggest to each other what steps we would like to do.
Two partners are dancing out on a big floor-and nobody leads. Both lead.
Both help the other to make the swing to the right, to the left, etc. These
steps are not prescribed. Steps are only there as a reference to be able
to use them. When we do a waltz we know how to do a waltz, but whether
we do it to the left or the right, forward, backward, is a choice of the
couple. And not the choice of he or she.
So when we are talking with each other, we are in dialogue and invent
what we both wish the other would invent with me. Togetherness is
the point in a dialogue. And language is an invitation to dialogue and
not an invitation to monologue.
Q: How can someone in the everyday world see this most
easily, this dance metaphor? In poetry?
A: I think it is played out in every way that anybody
talks to each other. If I buy a ticket for the movie, I have a conversation
with the lady behind the window. And I smile, and she smiles back. And
we have become friends for two seconds. And we have contacted another human
being. And this is probably what makes some people a little bit queasy
about me. This is my personal fun which I have in life, to contact other
people in such a way that the other is taking notice of me.
You know my funny statement - the hearer and not the speaker determines
the meaning of an utterance. And if you know that, then you need to determine
how you must speak so that the hearer is dancing with you.
Q: So it makes sense that someone who is a performer-you-would
use some of that body language to help that dance take place.
A: Yes. But I don't play the tricks. What I do is, I aim
that way. If I step up to the ticket counter, I know I'm speaking to a
human being.
[He conveys an incident in which he was trying on shoes and he sensed
immediately that something was wrong with the salesperson.] I said, `what
is wrong?' She said she had destroyed her car today, and she began crying.
And you see, this is what happens. I aim at the human being.[He relates
another story about a huge international conference in Hamburg in one of
the largest conference centers in the world.]
So I came to this huge psychiatric conference with all the most important,
great professors of the field. I was there 2 minutes before starting time.
I went to a room where I could get a cup of coffee. And here were these
giants of social psychiatry, and I started introducing myself and
then began to look for the coffee. It was on a far table and next to it
was a big leather couch. There was a woman sitting on the couch who was
clearly in distress. I went over to her and asked if I can help her. No,
I have an extraordinary miserable earache, she tells me. I can't even think,
I can't even see. I offer her my Tylenol. I call someone over to ask whether
there's a doctor who can help, and ask if he can take the lady to the doctor.
As she went out to see the doctor she thanked me.
I thought this was interesting. You need a physicist from California
for the international conference of social psychiatrists to find out that
the wife of one has earaches and can't think.
The point is, it was so obvious to me. In a tenth of a second, I could
see this. And here the great professores could not even tell that
one of them was in distress.
Q: You have very strong diagnostic skills.
A: No I'm just feeling my way around. I always ask, Who
is the other? I always think about the other. The other is the one who
interprets my experience.
Q: Yes, and that I think is why you tell stories. You
tell a great many stories - but it's never just to talk about yourself.
You are engaging your listener. You have always told stories have you not?
A: Yes-of course. Our family was a story-telling family.
My grandmother was telling stories, my uncle was telling stories, we were
all always telling stories. Perhaps it's a Viennese habit-it could be a
cultural hang-up. [He laughs.]
Q: It could explain why conversation became so important
to you.
A: My uncle was in Siberia, my father was in Serbia. One
of my uncle's co-=prisoners escaped, my uncle told him to contact my mother
and tell her that he was still alive. So he left. Six months later, he
had walked from Siberia and popped up in Vienna. Which was possible in
the year 1916, because it was before the collapse of the Russian Empire.
So he came to my grandmother and said I have a letter from your son Ervin
in Siberia. She invited him in for a coffee and asked how he had made it,
how he had succeeded in walking for six months from Siberia to Vienna.
And he says, yes it was tough. And that was the story. That was an example
in our family of good story telling.
Very quick and to the point. He laughs.
Q: Why didn't cybernetics become a mainstream endeavor?
Why don't people all over the United States know what cybernetics is?
A: But look! It is. Cybernetics is in every second word.
If you open the newspaper there is cyber space, cyber sex, cyber this and
cyber that. Everything is cyberized.
Q: That's not cybernetics, [we're both laughing]
A: No, but "cyber" is there. Look at terms like "feedback.
" Everybody knows what feedback is. Cybernetics did that. Things of that
sort. I think cybernetics connects underneath. It's implicit. Underneath,
it's completely alive. But not explicit.
In some cases I find it more important that something is acting implicitly,
than explicitly. Because the implicit has much more power.
Q: So you think that in a way it has infiltrated the intellectual
mainstream?
A: Absolutely!. Nobody can talk without at least the presence
of cybernetics being operational. The presence of these notions is absolutely
alive, only not explicitly referred to.
I find it very powerful that it's underground. Because people are unaware
of it - and therefore don't reject it.
[We laugh.]
Q: It's gone underground and we in fact use it whether
we know it or not.
A: Ja, exactly.
Q: Who is furthering cybernetics today?
A: All the internet people, all computer people today.
They are all cyberneticians whether they like it or not.
Q: In what sense, Heinz?
A: Because they initiate dialogues. Internet dialogues
are initiated and then they expand over and over. You expand the network's
interaction.
Q: So initiating conversations is critical. Why are conversations
so important?
A: It's the humanness which is expressed in the conversation
that is so important.
Q: And so conversations multiply the ways in which humanness
is expressed?
A: Exactly-and so you find your own. Because in the reflection,
in the eyes of the other, your own humanity begins to develop. Which you
cannot do in a monologue.
You have to dance with somebody else to recognize who
you are.
Q: So you are a humanist?
A: I don't know that I'm a humanist-I'm entertaining myself.
I enjoy myself-dancing together with somebody else.
Q: Has this been a goal in your life, this dancing with
somebody else?
A: I don't know-that I have to leave to my observers.
The wonderful thing is that it crept by itself into the underground-because
of its interesting usefulness. Look for instance how and understanding
of systems, like teamwork, is used in corporations, teamwork in building
a motor car-having teams who make the whole car. Twenty people build a
car and they cooperate with each other and they feel very creative and
not this passive trivial, mechanical labor.They can go home at the end
of the day and say, "We built twenty cars. We did it."
Q: And this is the implicit conversation at work.
A: Absolutely-what they do is converse. Everybody gives
the other something-to hold, or to put together. So it is a cooperative
dance.
Q: Would that apply to making a movie? Or fighting a war?
A: Of course.
Q: Has your life itself evolved utilizing feedback? Have
you learned, recursively, from the various conversations and, even mistakes
that you made?
A: [He nods his head vigorously] Without them there wouldn't
be any life at all. The whole thing is based on interaction. A living organism
interacts with the universe-with every other thing. They are constantly
rolling along and changing each other. And this is how life can function,
because life is indeed a non-trivial system, Ja? Any action changes
itself and changes all the rest.
There are two fundamental positions which one can take when talking
about anything. The one is the position that I can say, I'm sitting here
and looking at the world as through a peephole at what's going on in this
universe.
The other position is, I'm a part of the world. I am a memberof it,
not separated from the world. And whatever I do I change not only myself,
I change the world as well.
But as far as looking back at my own life, funnily enough, I'm not reflecting
about my life. I'm doing it.
Q: Is self-reflection something you've never done?
A: I'm always surprised that I've never done that. I don't
reflect about my life. I can tell you lots of lovely stories about my life,
but that is not reflecting about my life.
It's probably a cultural affair. We in my family, and the climate in
Vienna - it was a story-telling climate.
I just don't reflect upon myself. I don't even reflect about whether
I reflect or not. It's not my habit.
Q: Would you say that to be within the dance is better?
A: I'd say that it's a good thing. I would never say that
anything's better. Better for whom? No, I don't see universal values-I
don't like to play that game. Lots of people like to-I don't. I avoid universal
judgments. I'd like to undermine them as much as possible, wherever I hear
them. I was always like that. Yes, as a boy. I was always the worst student
in class. I always understand that it's me who sees something a
certain way. And that it's me who has a responsibility for saying that.
I do not want to drop it and shift to other people. I want to say my thing
and it is my thing.
But I would not make judgments for others. The point is-and this is
a distinction I love to make-in morals you always tell the other how he
has to act - "Thou shalt not." It's always told by someone who's outside
the moral arena, telling someone else how to behave.
But ethics is when you say, "I shall" or "I shall not," when you make
a decision how you want to be. We always have the freedom to decide what
we want to become.
We are all free-we are damned to be free, as Ortega y Gasset said. I
always thought this existential insight was great. Other people might think
it's horrifying to be free. They would like to be told what to do.
I had several fascinating experiences as a child along with my cousin
Martin - we were always playing together. We both became very interested
in magic. And we got a gift package bought in one of those fun stores with
lots of wonderful magic tricks for children. So we opened it and wanted
to perform these things, and found that they were utterly silly. They had
nothing to do with magic - it was just stupidity. So we thought-let's do
some real magic. We were about 13 or 14-we observed that magic
is exactly the same thing-the hearer, in this case the audience, - interprets
or makes the meaning of what is being shown or talked about. So we have
to think about what the others are experiencing when we do magic.
The question is: How do you tell a story so that it transforms? First
to see an elephant on the stage and then suddenly it's gone. Of course
it's not gone-they just don't see it. How do you persuade them that they
don't see the elephant which is on the stage? That is the problem for the
magician. [He grins.}
What it is of course is pure magic. You can't explain it-but you do
it.
Magic can't be explained-it can just be done.
And much of my thinking comes from this period. Then later on slipping
into the Vienna Circle of philosophers, particularly with the work of Ludwig
Wittgenstein whose Tractatus I knew by heart.
He would even talk to his family in terms of specific propositions in
this work. But fortunately a nephew of Ludwig Wittgenstein was also enamored
of this work and we would test each other about the propositions. So we
knew uncle Ludwig very well.
This influences me very much-magic, Uncle Ludwig, and of course the
idealistic school of philosophy, Schopenhauer, Kant, to some extent Nietzsche.
The apriori, what is that except a trick to avoid responsibility.
He admits that he's still influenced by Wittgenstein and the rejection
of a priori knowledge.
You cannot explain anything, you can only invite to dance. You don't
reflect, you just do it.
Q: Is that why you have never written a book?
A: I don't have the breath for writing a book-I can write
short stories, or little articles, this idea or that idea is illuminated
by me, but I don't have the gigantic, taking a big breath and exhaling
five hundred pages. I can exhale about 20.
Two difficulties which stop me from writing a book-the one was the first
motto which Wittgenstein uses in his Tractatus. Everything which
you understand you can say in three words. And the last words of the Tractatus:
"Of which you cannot speak, you must pass over in silence."
Q: What do you think of people who do write books? Who
go on and on and on?
A: They have never read Wittgenstein. [He laughs.] They
are not ashamed to write a sentence which is four words long.
Q: You've said act so as to always increase choice. You've
also said that the purpose of the brain is to compute a stable reality.
A: Yes, It is the function of the brain. The brain keeps
us from exploding-actually I should have long ago exploded.
Q: How do those two statements work together?
A: The one is choice-the other is about reality. They
don't conflict.
I have many choices of things even within just this discussion. And
every question you ask me is an invitation to increase my number of choices,
because I could tell you this, or that, etc. etc.
And what you do in your interview, is keeping me alive, to maintain
the free choice of many other branches of the stories I'm going to tell
you. While we are sitting here and I'm telling you this story, this reality
is absolutely stable because you invited me to give you the story and here
comes the stories. The point is to consider what kind of a cognitive network
there must be in order that this stability which we experience is maintained.
That is the interesting question.
Christina
Waters, PhD
Santa Cruz, California
November 1999
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